ALPS ETF TR

Ticker: ACES CUSIP: 00162Q460 Class: CLEAN ENERGY

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
CIBC Private Wealth Group, LLC1,262,174$40,920
Wealthfront Advisers LLC94,918$3,077
GTS SECURITIES LLC58,740$1,904
D. E. Shaw & Co., Inc.39,832$1,291
Focus Partners Wealth32,040$1,039
BANK OF AMERICA CORP /DE/31,387$1,018
JANE STREET GROUP, LLC31,077$1,008
SUSQUEHANNA INTERNATIONAL GROUP, LLP30,134$977
MORGAN STANLEY21,734$705
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO20,868$677
LPL Financial LLC19,416$629
WELLS FARGO & COMPANY/MN14,184$460
WAYSTONE ADVISORS LLC12,592$408
FLOW TRADERS U.S. LLC12,285$0
UBS Group AG12,165$394
Virtu Financial LLC11,845$0
TRILLIUM ASSET MANAGEMENT, LLC10,000$324
MILLENNIUM MANAGEMENT LLC9,082$294
US BANCORP \DE\8,726$283
TigerOak Management, L.L.C.8,622$280
LaSalle St. Investment Advisors, LLC6,341$0
O'SHAUGHNESSY ASSET MANAGEMENT, LLC3,695$120
OSAIC HOLDINGS, INC.1,918$62
Kestra Advisory Services, LLC1,880$61
ROYAL BANK OF CANADA1,495$48
Smithfield Trust Co1,412$0
Advisors Preferred, LLC1,144$39
Farther Finance Advisors, LLC736$24
Allworth Financial LP578$19
NCP Inc.466$15
FLAGSHIP HARBOR ADVISORS, LLC350$11
Steward Partners Investment Advisory, LLC302$10
Rockefeller Capital Management L.P.267$9
Geneos Wealth Management Inc.245$8
NewEdge Advisors, LLC200$6
TSFG, LLC183$0
SageView Advisory Group, LLC110$4
PNC Financial Services Group, Inc.100$3
HARBOUR INVESTMENTS, INC.100$3
Godfrey Financial Associates, Inc.100$3
Qube Research & Technologies Ltd66$2
THOMPSON INVESTMENT MANAGEMENT, INC.59$2
MAI Capital Management50$2
Global Retirement Partners, LLC40$1
WOLFF WIESE MAGANA LLC37$1
Financial Management Professionals, Inc.25$1
Aptus Capital Advisors, LLC20$1
EPG Wealth Management LLC7$0
NATIONAL BANK OF CANADA /FI/3$0
JPMORGAN CHASE & CO2$0
Total (50 institutions)1,763,752$56,143