ALPS ETF TR

Ticker: ACES CUSIP: 00162Q460 Class: CLEAN ENERGY

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 2,615 Value ($000) $204 Avg Close — Range —
Q4 2020
Shares 2,615 Value ($000) $210 Avg Close — Range —