ALPS ETF TR

Ticker: ACES CUSIP: 00162Q460 Class: CLEAN ENERGY

Phocas Financial Corp.'s Holding History (CIK: 0001356783)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 3,465 Value ($000) $262 Avg Close — Range —
Q1 2021
Shares 3,495 Value ($000) $273 Avg Close — Range —
Q4 2020
Shares 2,520 Value ($000) $201 Avg Close — Range —