ALPS ETF TR

Ticker: ACES CUSIP: 00162Q460 Class: CLEAN ENERGY

TD Capital Management LLC's Holding History (CIK: 0001483824)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 33 Value ($000) $2 Avg Close — Range —

Q3 2021

Shares 33 Value ($000) $2 Avg Close — Range —

Q2 2021

Shares 33 Value ($000) $3 Avg Close — Range —

Q1 2021

Shares 33 Value ($000) $3 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	33	$2	—	—
Q3 2021	33	$2	—	—
Q2 2021	33	$3	—	—
Q1 2021	33	$3	—	—