ALPS ETF TR

Institution	Prev Shares	Curr Shares	Change
GTS SECURITIES LLC	23,557	28,379	+4,822 (+20.5%)
Rossmore Private Capital	5,433	7,546	+2,113 (+38.9%)
MORGAN STANLEY	55,394	63,159	+7,765 (+14.0%)
Cetera Investment Advisers	123,975	127,549	+3,574 (+2.9%)
JANE STREET GROUP, LLC	5,357	7,300	+1,943 (+36.3%)
WELLS FARGO & COMPANY/MN	7,082	8,484	+1,402 (+19.8%)
RAYMOND JAMES FINANCIAL INC	32,196	32,775	+579 (+1.8%)
Farther Finance Advisors, LLC	39	40	+1 (+2.6%)

Decreased Positions (17)

UBS Group AG

Value ($000) $2,350 (-21.6%) Shares 48,370 (-17.4%)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $2,439 (-14.4%) Shares 50,212 (-9.9%)

ROYAL BANK OF CANADA

Value ($000) $680 (-18.3%) Shares 13,988 (-14.0%)

OSAIC HOLDINGS, INC.

Value ($000) $323 (-25.2%) Shares 6,656 (-22.0%)

Tradition Wealth Management, LLC

Value ($000) $1,025 (-6.3%) Shares 21,109 (-1.4%)

BANK OF AMERICA CORP /DE/

Value ($000) $2,701 (-6.7%) Shares 55,607 (-1.8%)

LPL Financial LLC

Value ($000) $1,944 (-6.0%) Shares 40,012 (-1.1%)

NATIONAL BANK OF CANADA /FI/

Value ($000) $275 (-11.7%) Shares 5,682 (-6.9%)

Rockefeller Capital Management L.P.

Value ($000) $563 (-7.2%) Shares 11,580 (-2.3%)

BANK OF MONTREAL /CAN/

Value ($000) $61 (-15.1%) Shares 1,265 (-10.6%)

HARBOUR INVESTMENTS, INC.

Value ($000) $15 (-28.8%) Shares 300 (-25.0%)

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

Value ($000) $11 (-25.7%) Shares 230 (-21.8%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $295 (+92741.2%) Shares 6,077 (-2.3%)

BROWN BROTHERS HARRIMAN & CO

Value ($000) $2 (-52.5%) Shares 41 (-50.0%)

FMR LLC

Value ($000) $18 (-11.0%) Shares 372 (-6.5%)

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Value ($000) $11 (-13.3%) Shares 220 (-8.7%)

WEDBUSH SECURITIES INC

Value ($000) $1 (-14.9%) Shares 10,627 (-10.3%)

Institution	Prev Shares	Curr Shares	Change
UBS Group AG	58,593	48,370	-10,223 (-17.4%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	55,727	50,212	-5,515 (-9.9%)
ROYAL BANK OF CANADA	16,270	13,988	-2,282 (-14.0%)
OSAIC HOLDINGS, INC.	8,529	6,656	-1,873 (-22.0%)
Tradition Wealth Management, LLC	21,411	21,109	-302 (-1.4%)
BANK OF AMERICA CORP /DE/	56,644	55,607	-1,037 (-1.8%)
LPL Financial LLC	40,448	40,012	-436 (-1.1%)
NATIONAL BANK OF CANADA /FI/	6,102	5,682	-420 (-6.9%)
Rockefeller Capital Management L.P.	11,851	11,580	-271 (-2.3%)
BANK OF MONTREAL /CAN/	1,415	1,265	-150 (-10.6%)
HARBOUR INVESTMENTS, INC.	400	300	-100 (-25.0%)
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	294	230	-64 (-21.8%)
COMMONWEALTH EQUITY SERVICES, LLC	6,220	6,077	-143 (-2.3%)
BROWN BROTHERS HARRIMAN & CO	82	41	-41 (-50.0%)
FMR LLC	398	372	-26 (-6.5%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	241	220	-21 (-8.7%)
WEDBUSH SECURITIES INC	11,853	10,627	-1,226 (-10.3%)

Exited Positions (5)

GPS Wealth Strategies Group, LLC

Value ($000) $272 Shares 5,322

Private Advisor Group, LLC

Value ($000) $315 Shares 6,151

JPMORGAN CHASE & CO

Value ($000) $110 Shares 2,154

ZRC WEALTH MANAGEMENT, LLC

Value ($000) $5 Shares 101

EverSource Wealth Advisors, LLC

Value ($000) $3 Shares 50

Institution	Prev Shares	Prev Value ($000)
GPS Wealth Strategies Group, LLC	5,322	$272
Private Advisor Group, LLC	6,151	$315
JPMORGAN CHASE & CO	2,154	$110
ZRC WEALTH MANAGEMENT, LLC	101	$5
EverSource Wealth Advisors, LLC	50	$3