ALPS ETF TR

Ticker: RFFC CUSIP: 00162Q510 Class: ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Elevated Capital Advisors, LLC

Value ($000) $163 Shares 2,435

CITADEL ADVISORS LLC

Value ($000) $1,261 Shares 18,798

Triumph Capital Management

Value ($000) $8 Shares 124

WELLS FARGO & COMPANY/MN

Value ($000) $0 Shares 1

Institution	Shares	Value ($000)
Elevated Capital Advisors, LLC	2,435	$163
CITADEL ADVISORS LLC	18,798	$1,261
Triumph Capital Management	124	$8
WELLS FARGO & COMPANY/MN	1	$0

Increased Positions (2)

ALPS ADVISORS INC

Value ($000) $11,112 (+12.4%) Shares 165,685 (+7.6%)

JPMORGAN CHASE & CO

Value ($000) $74 (+6.9%) Shares 1,103 (+2.4%)

Institution	Prev Shares	Curr Shares	Change
ALPS ADVISORS INC	153,955	165,685	+11,730 (+7.6%)
JPMORGAN CHASE & CO	1,077	1,103	+26 (+2.4%)

Decreased Positions (5)

OSAIC HOLDINGS, INC.

Value ($000) $967 (-1.2%) Shares 14,412 (-8.3%)

UBS Group AG

Value ($000) $71 (-53.0%) Shares 1,063 (-55.0%)

RiverFront Investment Group, LLC

Value ($000) $334 (-1.2%) Shares 4,982 (-5.3%)

NewEdge Advisors, LLC

Value ($000) $111 (-6.6%) Shares 1,662 (-10.5%)

GAMMA Investing LLC

Value ($000) $160 (+2.1%) Shares 2,389 (-2.2%)

Institution	Prev Shares	Curr Shares	Change
OSAIC HOLDINGS, INC.	15,716	14,412	-1,304 (-8.3%)
UBS Group AG	2,360	1,063	-1,297 (-55.0%)
RiverFront Investment Group, LLC	5,263	4,982	-281 (-5.3%)
NewEdge Advisors, LLC	1,857	1,662	-195 (-10.5%)
GAMMA Investing LLC	2,442	2,389	-53 (-2.2%)

Exited Positions (2)

Main Street Financial Solutions, LLC

Value ($000) $300 Shares 4,667

MORGAN STANLEY

Value ($000) $13 Shares 200

Institution	Prev Shares	Prev Value ($000)
Main Street Financial Solutions, LLC	4,667	$300
MORGAN STANLEY	200	$13