ALPS ETF TR

Ticker: RFCI CUSIP: 00162Q536 Class: ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (1)

LEIGH BALDWIN & CO., LLC

Value ($000) $211 Shares 9,296

Institution	Shares	Value ($000)
LEIGH BALDWIN & CO., LLC	9,296	$211

Increased Positions (2)

Prospera Financial Services Inc

Value ($000) $4,604 (+1.8%) Shares 202,915 (+2.1%)

Value ($000) $3 (+201.4%) Shares 142 (+202.1%)

Institution	Prev Shares	Curr Shares	Change
Prospera Financial Services Inc	198,797	202,915	+4,118 (+2.1%)
UBS Group AG	47	142	+95 (+202.1%)

Decreased Positions (6)

Elevated Capital Advisors, LLC

Value ($000) $357 (-11.3%) Shares 15,731 (-11.1%)

ALPS ADVISORS INC

Value ($000) $1,793 (-9.8%) Shares 79,008 (-9.5%)

TRUIST FINANCIAL CORP

Value ($000) $2,720 (-1.8%) Shares 119,855 (-1.5%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $3,032 (-1.3%) Shares 133,626 (-1.0%)

JANE STREET GROUP, LLC

Value ($000) $303 (-6.1%) Shares 13,368 (-5.9%)

NewEdge Advisors, LLC

Value ($000) $20 (-38.4%) Shares 871 (-38.3%)

Institution	Prev Shares	Curr Shares	Change
Elevated Capital Advisors, LLC	17,689	15,731	-1,958 (-11.1%)
ALPS ADVISORS INC	87,308	79,008	-8,300 (-9.5%)
TRUIST FINANCIAL CORP	121,669	119,855	-1,814 (-1.5%)
ENVESTNET ASSET MANAGEMENT INC	135,043	133,626	-1,417 (-1.0%)
JANE STREET GROUP, LLC	14,200	13,368	-832 (-5.9%)
NewEdge Advisors, LLC	1,411	871	-540 (-38.3%)

Exited Positions (2)

CITADEL ADVISORS LLC

Value ($000) $641 Shares 28,157

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $258 Shares 11,327

Institution	Prev Shares	Prev Value ($000)
CITADEL ADVISORS LLC	28,157	$641
SUSQUEHANNA INTERNATIONAL GROUP, LLP	11,327	$258