ALPS ETF TR

Ticker: RIGS CUSIP: 00162Q783 Class: ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (7)

Claris Financial LLC

Value ($000) $481 (+32.0%) Shares 20,862 (+33.2%)

JANE STREET GROUP, LLC

Value ($000) $1,298 (+357.8%) Shares 56,302 (+362.4%)

Prospera Financial Services Inc

Value ($000) $3,411 (+1.3%) Shares 147,977 (+2.3%)

Ausdal Financial Partners, Inc.

Value ($000) $766 (+4.5%) Shares 33,234 (+5.5%)

Private Advisor Group, LLC

Value ($000) $1,694 (+1.1%) Shares 73,513 (+2.1%)

Cetera Investment Advisers

Value ($000) $720 (+3.9%) Shares 31,226 (+4.9%)

Janney Montgomery Scott LLC

Value ($000) $1 (+14.2%) Shares 46,828 (+15.4%)

Institution	Prev Shares	Curr Shares	Change
Claris Financial LLC	15,659	20,862	+5,203 (+33.2%)
JANE STREET GROUP, LLC	12,175	56,302	+44,127 (+362.4%)
Prospera Financial Services Inc	144,629	147,977	+3,348 (+2.3%)
Ausdal Financial Partners, Inc.	31,488	33,234	+1,746 (+5.5%)
Private Advisor Group, LLC	71,968	73,513	+1,545 (+2.1%)
Cetera Investment Advisers	29,755	31,226	+1,471 (+4.9%)
Janney Montgomery Scott LLC	40,575	46,828	+6,253 (+15.4%)

Decreased Positions (15)

Savvy Advisors, Inc.

Value ($000) $1,282 (-64.1%) Shares 55,626 (-63.7%)

Koshinski Asset Management, Inc.

Value ($000) $879 (-29.3%) Shares 38,120 (-28.6%)

LPL Financial LLC

Value ($000) $1,668 (-78.9%) Shares 72,368 (-78.7%)

MORGAN STANLEY

Value ($000) $7,491 (-44.0%) Shares 324,993 (-43.5%)

MGB Wealth Management, LLC

Value ($000) $32 (-35.9%) Shares 1,368 (-35.2%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $2,610 (-8.1%) Shares 113,235 (-7.1%)

Kestra Advisory Services, LLC

Value ($000) $193 (-35.7%) Shares 8,393 (-35.0%)

ROYAL BANK OF CANADA

Value ($000) $2,353 (-4.4%) Shares 102,096 (-3.4%)

PFG Advisors

Value ($000) $342 (-8.1%) Shares 14,854 (-7.2%)

OSAIC HOLDINGS, INC.

Value ($000) $811 (-6.9%) Shares 35,199 (-6.4%)

IFG Advisory, LLC

Value ($000) $497 (-5.2%) Shares 21,548 (-4.2%)

Summit Financial, LLC

Value ($000) $372 (-9.5%) Shares 16,133 (-8.6%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $418 (-10.4%) Shares 18,140 (-9.5%)

TRUIST FINANCIAL CORP

Value ($000) $1,837 (-2.7%) Shares 79,675 (-1.7%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $311 (+91023.2%) Shares 13,481 (-8.0%)

Institution	Prev Shares	Curr Shares	Change
Savvy Advisors, Inc.	153,253	55,626	-97,627 (-63.7%)
Koshinski Asset Management, Inc.	53,383	38,120	-15,263 (-28.6%)
LPL Financial LLC	339,802	72,368	-267,434 (-78.7%)
MORGAN STANLEY	574,967	324,993	-249,974 (-43.5%)
MGB Wealth Management, LLC	2,112	1,368	-744 (-35.2%)
ENVESTNET ASSET MANAGEMENT INC	121,937	113,235	-8,702 (-7.1%)
Kestra Advisory Services, LLC	12,921	8,393	-4,528 (-35.0%)
ROYAL BANK OF CANADA	105,717	102,096	-3,621 (-3.4%)
PFG Advisors	16,005	14,854	-1,151 (-7.2%)
OSAIC HOLDINGS, INC.	37,611	35,199	-2,412 (-6.4%)
IFG Advisory, LLC	22,499	21,548	-951 (-4.2%)
Summit Financial, LLC	17,652	16,133	-1,519 (-8.6%)
RAYMOND JAMES FINANCIAL INC	20,042	18,140	-1,902 (-9.5%)
TRUIST FINANCIAL CORP	81,059	79,675	-1,384 (-1.7%)
COMMONWEALTH EQUITY SERVICES, LLC	14,648	13,481	-1,167 (-8.0%)

Exited Positions (7)

ARKANSAS FINANCIAL GROUP, INC.

Value ($000) $2,836 Shares 121,783

Urban Wealth Management, LLC

Value ($000) $122 Shares 5,360

YANKCOM Partnership

Value ($000) $138 Shares 5,907

Opal Wealth Advisors, LLC

Value ($000) $209 Shares 8,968

Wealthspire Advisors, LLC

Value ($000) $28 Shares 1,205

PRINCIPAL SECURITIES, INC.

Value ($000) $8 Shares 362

UBS Group AG

Value ($000) $3 Shares 110

Institution	Prev Shares	Prev Value ($000)
ARKANSAS FINANCIAL GROUP, INC.	121,783	$2,836
Urban Wealth Management, LLC	5,360	$122
YANKCOM Partnership	5,907	$138
Opal Wealth Advisors, LLC	8,968	$209
Wealthspire Advisors, LLC	1,205	$28
PRINCIPAL SECURITIES, INC.	362	$8
UBS Group AG	110	$3