ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BANK OF AMERICA CORP /DE/1,859,179$112,425
MORGAN STANLEY1,041,535$62,982
WELLS FARGO & COMPANY/MN656,805$39,717
RAYMOND JAMES FINANCIAL INC319,518$19,321
UBS Group AG277,235$16,764
LPL Financial LLC272,503$16,478
COMMONWEALTH EQUITY SERVICES, LLC198,224$11,987
ROYAL BANK OF CANADA153,990$9,311
GOLDMAN SACHS GROUP INC139,664$8,445
Janney Montgomery Scott LLC97,509$6
Capital Investment Counsel, LLC89,748$5,427
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC77,198$4,782
Dynamic Advisor Solutions LLC71,959$4,351
IFP Advisors, Inc62,745$3,794
STIFEL FINANCIAL CORP61,497$3,719
Del-Sette Capital Management, LLC56,070$3,391
Rockefeller Capital Management L.P.51,790$3,132
Meridian Wealth Management, LLC48,122$2,910
JPL Wealth Management, LLC45,911$2,776
Paller Financial Services Inc43,815$2,649
Cetera Investment Advisers40,870$2,471
OSAIC HOLDINGS, INC.40,022$2,421
Joseph P. Lucia & Associates, LLC37,851$2,289
AMERIPRISE FINANCIAL INC35,803$2,157
MONEY CONCEPTS CAPITAL CORP35,446$2,143
TMB Capital Partners, LLC33,117$2,003
Kestra Advisory Services, LLC31,360$1,896
JONES FINANCIAL COMPANIES LLLP30,985$1,874
UNITED CAPITAL FINANCIAL ADVISORS, LLC29,456$1,781
Sage Capital Management, LLC28,740$1,738
Federation des caisses Desjardins du Quebec25,838$1,562
Steward Partners Investment Advisory, LLC25,396$1,536
&PARTNERS24,488$1,481
Cambridge Investment Research Advisors, Inc.22,502$1
Apollon Wealth Management, LLC21,342$1,291
NewEdge Advisors, LLC21,304$1,288
Summit Financial, LLC21,074$1,274
MML INVESTORS SERVICES, LLC20,540$1,242
Cypress Wealth Services, LLC18,607$1,125
Prospera Financial Services Inc18,126$1,096
HighTower Advisors, LLC16,441$994
CAHILL FINANCIAL ADVISORS INC16,115$974
Baird Financial Group, Inc.15,851$959
Summit Financial Wealth Advisors, LLC15,813$956
Concurrent Investment Advisors, LLC15,360$929
Mariner, LLC15,244$922
Madden Advisory Services, Inc.14,812$896
Investors Research Corp14,802$895
Sanctuary Advisors, LLC13,858$838
FMR LLC13,223$800
BKM Wealth Management, LLC12,086$731
SUSQUEHANNA INTERNATIONAL GROUP, LLP11,979$724
Focus Partners Wealth10,820$654
Capstone Wealth Management Group LLC9,825$594
HARBOUR INVESTMENTS, INC.9,108$551
Creative Planning8,634$522
ENVESTNET ASSET MANAGEMENT INC8,420$509
Thrivent Financial for Lutherans8,377$1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO8,272$500
Wealthcare Capital Partners, LLC8,272$500
Keystone Financial Group8,170$494
J.W. COLE ADVISORS, INC.8,107$487
SWEENEY & MICHEL, LLC7,950$539
Private Advisor Group, LLC7,714$466
Tradition Wealth Management, LLC7,635$462
Virtu Financial LLC7,610$0
TRUIST FINANCIAL CORP7,603$460
Allworth Financial LP7,528$455
Parvin Asset Management, LLC7,521$455
PFG Investments, LLC7,250$438
NATIONS FINANCIAL GROUP INC, /IA/ /ADV7,185$435
Wealthcare Advisory Partners LLC7,134$431
KESTRA PRIVATE WEALTH SERVICES, LLC7,039$426
COMERICA BANK6,978$422
Pinnacle Bancorp, Inc.6,700$405
D.A. DAVIDSON & CO.6,582$398
CATHY PARETO & ASSOCIATES, INC6,394$387
Virtus Wealth Solutions LLC6,302$381
GTS SECURITIES LLC6,017$364
Integrated Wealth Concepts LLC5,738$347
TCFG WEALTH MANAGEMENT, LLC5,491$332
Diversify Advisory Services, LLC5,282$333
Commonwealth Financial Services, LLC5,170$313
CAPTRUST FINANCIAL ADVISORS5,150$311
Waverly Advisors, LLC4,873$295
TIAA TRUST, NATIONAL ASSOCIATION4,870$294
Convergence Financial, LLC4,794$290
CENTRAL VALLEY ADVISORS, LLC4,715$285
Dana Investment Advisors, Inc.4,712$285
First Heartland Consultants, Inc.4,655$281
Hudock, Inc.4,285$259
Lido Advisors, LLC4,250$256
Tyche Wealth Partners LLC4,225$255
PRIVATE TRUST CO NA4,165$252
Beacon Pointe Advisors, LLC4,029$244
GILL CAPITAL PARTNERS, LLC3,932$238
MKT Advisors LLC3,925$241
Kovack Advisors, Inc.3,885$235
THOMPSON INVESTMENT MANAGEMENT, INC.3,829$232
CIBC Private Wealth Group, LLC3,760$227
60 other institutions69,435$3,994
Total (160 institutions)6,737,785$399,190