ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

FIRST MANHATTAN CO. LLC.'s Holding History (CIK: 0000728083)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 3,605 Value ($000) $112 Avg Close — Range —
Q2 2019
Shares 415 Value ($000) $18 Avg Close — Range —
Q1 2019
Shares 415 Value ($000) $17 Avg Close — Range —