ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015

Shares 109,685 Value ($000) $4,021 Avg Close — Range —

Q1 2015

Shares 105,080 Value ($000) $3,897 Avg Close — Range —

Q4 2014

Shares 104,355 Value ($000) $3,970 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2015	109,685	$4,021	—	—
Q1 2015	105,080	$3,897	—	—
Q4 2014	104,355	$3,970	—	—