ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

StoneX Group Inc.'s Holding History (CIK: 0000913760)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 13,619 Value ($000) $573 Avg Close — Range —
Q4 2016
Shares 14,382 Value ($000) $605 Avg Close — Range —