ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

WHALEROCK POINT PARTNERS, LLC's Holding History (CIK: 0001389709)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 7,800 Value ($000) $341 Avg Close — Range —
Q4 2017
Shares 7,800 Value ($000) $357 Avg Close — Range —