ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015

Shares 22,008 Value ($000) $807 Avg Close — Range —

Q1 2015

Shares 22,674 Value ($000) $841 Avg Close — Range —

Q4 2014

Shares 11,690 Value ($000) $445 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2015	22,008	$807	—	—
Q1 2015	22,674	$841	—	—
Q4 2014	11,690	$445	—	—