ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

TWO SIGMA SECURITIES, LLC's Holding History (CIK: 0001450144)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 28,506 Value ($000) $892 Avg Close — Range —

Q4 2018

Shares 16,967 Value ($000) $664 Avg Close — Range —

Q1 2018

Shares 5,101 Value ($000) $223 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	28,506	$892	—	—
Q4 2018	16,967	$664	—	—
Q1 2018	5,101	$223	—	—