ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 57 Value ($000) $1 Avg Close — Range —

Q2 2015

Shares 57 Value ($000) $2 Avg Close — Range —

Q1 2015

Shares 57 Value ($000) $2 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	57	$1	—	—
Q2 2015	57	$2	—	—
Q1 2015	57	$2	—	—