ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

Patriot Financial Group Insurance Agency, LLC's Holding History (CIK: 0001694883)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 283 Value ($000) $14 Avg Close — Range —

Q2 2019

Shares 19 Value ($000) $1 Avg Close — Range —

Q1 2019

Shares 19 Value ($000) $1 Avg Close — Range —

Q4 2018

Shares 19 Value ($000) $1 Avg Close — Range —

Q3 2018

Shares 19 Value ($000) $1 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	283	$14	—	—
Q2 2019	19	$1	—	—
Q1 2019	19	$1	—	—
Q4 2018	19	$1	—	—
Q3 2018	19	$1	—	—