ALPS ETF TR

Ticker: SDOG CUSIP: 00162Q858 Class: SECTR DIV DOGS

Prime Capital Investment Advisors, LLC's Holding History (CIK: 0001731446)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 67 Value ($000) $3 Avg Close — Range —

Q3 2019

Shares 67 Value ($000) $3 Avg Close — Range —

Q2 2019

Shares 67 Value ($000) $3 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	67	$3	—	—
Q3 2019	67	$3	—	—
Q2 2019	67	$3	—	—