ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

FIRST MANHATTAN CO. LLC.'s Holding History (CIK: 0000728083)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 400 Value ($000) $20 Avg Close — Range —

Q3 2019

Shares 400 Value ($000) $17 Avg Close — Range —

Q2 2019

Shares 400 Value ($000) $19 Avg Close — Range —

Q1 2019

Shares 400 Value ($000) $18 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	400	$20	—	—
Q3 2019	400	$17	—	—
Q2 2019	400	$19	—	—
Q1 2019	400	$18	—	—