ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY5,381,890$413,975
SUSQUEHANNA INTERNATIONAL GROUP, LLP4,611,890$354,747
BANK OF AMERICA CORP /DE/3,691,664$283,963
UBS Group AG3,246,971$249,757
STATE OF WISCONSIN INVESTMENT BOARD2,804,342$215,710
CITIGROUP INC2,401,203$184,701
LPL Financial LLC2,152,674$165,584
GOLDMAN SACHS GROUP INC1,547,021$118,997
WELLS FARGO & COMPANY/MN1,315,944$101,222
RAYMOND JAMES FINANCIAL INC861,411$66,260
D. E. Shaw & Co., Inc.803,691$61,876
CITADEL ADVISORS LLC590,925$45,454
Qube Research & Technologies Ltd538,844$41,448
JPMORGAN CHASE & CO528,912$40,684
Quadrature Capital Ltd422,604$32,507
Parkway Wealth Management Group, LLC420,130$32,316
Cresset Asset Management, LLC373,866$28,758
Ascension Capital Advisors, Inc.372,983$28,690
ROYAL BANK OF CANADA372,736$28,671
COMMONWEALTH EQUITY SERVICES, LLC355,226$27,324
OSAIC HOLDINGS, INC.348,566$26,814
BNP PARIBAS ARBITRAGE, SA343,084$26,390
Venture Visionary Partners LLC283,857$21,834
Cambridge Investment Research Advisors, Inc.266,868$21
Cetera Investment Advisers262,659$20,204
MISSION WEALTH MANAGEMENT, LP257,273$19,789
Centiva Capital, LP256,413$19,723
Private Advisor Group, LLC237,175$18,244
Jain Global LLC220,900$16,992
L1 Global Manager Pty Ltd200,000$15,384
Walleye Trading LLC199,732$15,363
HighTower Advisors, LLC198,894$15,299
Mariner, LLC191,491$14,730
BANK OF MONTREAL /CAN/191,148$14,703
TWO SIGMA INVESTMENTS, LP185,100$14,238
ENVESTNET ASSET MANAGEMENT INC181,612$13,970
POTOMAC FUND MANAGEMENT INC /ADV176,624$13,586
CWM, LLC176,331$14
GERBER, LLC168,936$12,995
Wealthfront Advisers LLC153,177$11,782
TITLEIST ASSET MANAGEMENT, LLC147,851$11,373
Kingsview Wealth Management, LLC133,681$10,283
Concurrent Investment Advisors, LLC126,257$9,712
Brookstone Capital Management117,571$9,044
BYRNE FINANCIAL FREEDOM, LLC117,241$9,018
NewEdge Advisors, LLC108,188$8,322
Rockefeller Capital Management L.P.104,689$8,053
MML INVESTORS SERVICES, LLC102,943$7,918
STIFEL FINANCIAL CORP100,240$7,710
Blue Sky Capital Consultants Group, Inc.99,969$7,690
Strategic Family Wealth Counselors, L.L.C.97,318$7,710
JONES FINANCIAL COMPANIES LLLP96,570$7,428
SkyOak Wealth, LLC92,072$7,082
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO90,873$6,990
BW Gestao de Investimentos Ltda.87,577$6,736
Kestra Advisory Services, LLC84,756$6,519
ARK Investment Management LLC82,464$6,343
AXXCESS WEALTH MANAGEMENT, LLC80,904$6,223
TRUIST FINANCIAL CORP79,501$6,115
Arkadios Wealth Advisors74,574$5,736
NBZ Investment Advisors LLC73,777$5,675
One Charles Private Wealth Services, LLC71,211$5,478
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC70,116$5,740
KESTRA PRIVATE WEALTH SERVICES, LLC67,719$5,209
Ausdal Financial Partners, Inc.64,718$4,978
Stratos Wealth Partners, LTD.62,619$4,817
Maven Securities LTD62,077$4,780
EFG International AG62,009$4,770
Arete Wealth Advisors, LLC61,412$5
Advisory Services Network, LLC58,976$4,536
Corient Private Wealth LLC58,782$3,108
Ronald Blue Trust, Inc.56,923$4,378
Yarbrough Capital, LLC56,176$4,321
Variant Private Wealth, LLC54,774$4,213
Parkwood LLC53,300$4
Sanctuary Advisors, LLC53,216$4,093
ARBOR CAPITAL MANAGEMENT INC /ADV47,220$3,752
Steward Partners Investment Advisory, LLC44,656$3,435
Madison Park Capital Advisors, LLC43,980$3,383
SCOTIA CAPITAL INC.43,860$3,374
IHT Wealth Management, LLC43,414$3,334
Whipplewood Advisors, LLC42,052$3,235
Integrated Advisors Network LLC41,273$3,175
Missouri Trust & Investment Co41,190$3,168
TRUE Private Wealth Advisors39,581$3,045
Baird Financial Group, Inc.39,480$3,037
Creative Planning37,998$2,923
Merit Financial Group, LLC36,949$2,842
Candriam S.C.A.35,520$2,732
Intrepid Financial Planning Group LLC35,210$2,708
Crescent Grove Advisors, LLC33,599$2,584
PFG Advisors33,272$2,559
Clearwater Capital Advisors, LLC32,976$2,537
JTC Employer Solutions Trustee Ltd32,152$2
Federation des caisses Desjardins du Quebec31,861$2,453
CIBC WORLD MARKET INC.31,649$2,434
Purus Wealth Management, LLC31,161$2,397
Bleakley Financial Group, LLC30,692$2,361
Equitable Holdings, Inc.30,413$2,339
Toroso Investments, LLC30,000$2,308
520 other institutions3,287,426$241,646
Total (620 institutions)44,485,395$3,364,590