ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

COMMERZBANK AKTIENGESELLSCHAFT /FI's Holding History (CIK: 0000852933)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 23,600 Value ($000) $1 Avg Close — Range —

Q3 2018

Shares 23,600 Value ($000) $1 Avg Close — Range —

Q2 2018

Shares 23,600 Value ($000) $1 Avg Close — Range —

Q1 2018

Shares 29,300 Value ($000) $1 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	23,600	$1	—	—
Q3 2018	23,600	$1	—	—
Q2 2018	23,600	$1	—	—
Q1 2018	29,300	$1	—	—