ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 500 Value ($000) $60 Avg Close — Range —

Q4 2019

Shares 48 Value ($000) $2 Avg Close — Range —

Q2 2019

Shares 1,002 Value ($000) $48 Avg Close — Range —

Q4 2018

Shares 398 Value ($000) $14 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	500	$60	—	—
Q4 2019	48	$2	—	—
Q2 2019	1,002	$48	—	—
Q4 2018	398	$14	—	—