ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 74,931 Value ($000) $2,973 Avg Close — Range —

Q2 2023

Shares 879 Value ($000) $39 Avg Close — Range —

Q1 2023

Shares 964 Value ($000) $39 Avg Close — Range —

Q4 2022

Shares 979 Value ($000) $31 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	74,931	$2,973	—	—
Q2 2023	879	$39	—	—
Q1 2023	964	$39	—	—
Q4 2022	979	$31	—	—