ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 17,432 Value ($000) $819 Avg Close — Range —
Q4 2017
Shares 15,135 Value ($000) $561 Avg Close — Range —