ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

Lombard Odier Asset Management (USA) Corp's Holding History (CIK: 0001491719)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 750,000 Value ($000) $23,430 Avg Close — Range —

Q3 2022

Shares 84,341 Value ($000) $3,182 Avg Close — Range —

Q2 2022

Shares 303,049 Value ($000) $12,086 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	750,000	$23,430	—	—
Q3 2022	84,341	$3,182	—	—
Q2 2022	303,049	$12,086	—	—