ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 1,653 Value ($000) $206 Avg Close — Range —