ARK ETF TR

Ticker: ARKK CUSIP: 00214Q104 Class: INNOVATION ETF

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025

Shares 154,700 Value ($000) $10,874 Avg Close — Range —

Q1 2025

Shares 162,100 Value ($000) $7,713 Avg Close — Range —

Q1 2022

Shares 90 Value ($000) $6 Avg Close — Range —

Q1 2021

Shares 64 Value ($000) $8 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2025	154,700	$10,874	—	—
Q1 2025	162,100	$7,713	—	—
Q1 2022	90	$6	—	—
Q1 2021	64	$8	—	—