AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

GLOBEFLEX CAPITAL L P's Holding History (CIK: 0000921531)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 105 Value ($000) $1 Avg Close $5.15 Range $4.35 - $5.97