AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP2,734,693$44,712
VANGUARD GROUP INC2,106,554$34,442
Hood River Capital Management LLC2,012,228$32,900
Point72 Asset Management, L.P.1,516,156$24,789
CloudAlpha Capital Management Limited/Hong Kong1,390,730$22,738
Alyeska Investment Group, L.P.1,234,693$20,187
JANE STREET GROUP, LLC904,599$14,790
MORGAN STANLEY890,629$14,562
BlackRock, Inc.836,520$13,677
CITADEL ADVISORS LLC776,837$12,701
SUSQUEHANNA INTERNATIONAL GROUP, LLP704,328$11,516
AnglePoint Asset Management Ltd682,299$11,156
BlueCrest Capital Management Ltd653,063$10,678
Assenagon Asset Management S.A.574,828$9,398
ACADIAN ASSET MANAGEMENT LLC569,331$9
TWO SIGMA INVESTMENTS, LP518,651$8,480
GEODE CAPITAL MANAGEMENT, LLC492,330$8,054
Qube Research & Technologies Ltd488,743$7,991
Monolith Management Ltd447,000$7,308
D. E. Shaw & Co., Inc.443,780$7,256
WHITE PINE CAPITAL LLC414,891$6,783
BANK OF AMERICA CORP /DE/366,119$5,986
Persistent Asset Partners Ltd307,611$5,029
NOMURA HOLDINGS INC290,616$4,752
GOLDMAN SACHS GROUP INC269,411$4,405
Schonfeld Strategic Advisors LLC249,820$4,085
STATE STREET CORP249,260$4,075
BOOTHBAY FUND MANAGEMENT, LLC221,293$3,618
MILLENNIUM MANAGEMENT LLC205,503$3,360
MARSHALL WACE, LLP192,050$3,140
BNP PARIBAS ARBITRAGE, SA191,722$3,135
DIMENSIONAL FUND ADVISORS LP187,684$3,069
RAYMOND JAMES FINANCIAL INC180,764$2,955
Caitong International Asset Management Co., Ltd179,725$2,939
LAZARD ASSET MANAGEMENT LLC162,530$2,657
Voleon Capital Management LP121,225$1,982
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.119,623$1,956
EAM Investors, LLC115,574$1,890
UBS Group AG99,744$1,631
BRIDGEWAY CAPITAL MANAGEMENT, LLC93,492$1,529
NORTHERN TRUST CORP92,805$1,517
Walleye Capital LLC91,074$1,489
Keystone Wealth Services, LLC89,763$1,468
SIMPLEX TRADING, LLC87,693$1,434
RENAISSANCE TECHNOLOGIES LLC86,700$1,418
BARCLAYS PLC86,582$1,416
Arosa Capital Management LP80,000$1,308
GSA CAPITAL PARTNERS LLP78,455$1
683 Capital Management, LLC75,000$1,226
JACOBS LEVY EQUITY MANAGEMENT, INC72,377$1,183
SEI INVESTMENTS CO69,277$1,133
GROUP ONE TRADING, L.P.69,168$1,131
Hudson Bay Capital Management LP67,496$1,104
LMR Partners LLP65,488$1,071
Gotham Asset Management, LLC63,654$1,041
NANO CAP NEW MILLENNIUM GROWTH FUND L P62,000$1,014
TWO SIGMA ADVISERS, LP59,596$974
Park Edge Advisors, LLC48,800$798
Scientech Research LLC45,907$751
FirstWave Capital Management LLC44,543$728
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.44,436$727
Formidable Asset Management, LLC42,475$191
Ancora Advisors LLC41,000$670
MANGROVE PARTNERS IM, LLC40,644$665
Creative Planning39,692$649
Atlas Brown,Inc.39,150$640
Squarepoint Ops LLC37,849$619
XTX Topco Ltd35,201$576
Pinpoint Asset Management (Singapore) Pte. Ltd.34,067$557
Graham Capital Management, L.P.31,707$518
Empowered Funds, LLC27,792$454
WELLS FARGO & COMPANY/MN26,334$431
OMERS ADMINISTRATION Corp22,700$371
POLEN CAPITAL MANAGEMENT LLC22,215$363
Brevan Howard Capital Management LP20,729$339
CHARLES SCHWAB INVESTMENT MANAGEMENT INC20,015$327
Jump Financial, LLC19,175$314
Verition Fund Management LLC18,382$301
NewEdge Advisors, LLC17,883$292
TUDOR INVESTMENT CORP ET AL16,987$278
Cornerstone Investment Partners, LLC16,793$275
JAMES INVESTMENT RESEARCH INC16,000$262
Jefferies Financial Group Inc.14,967$245
Vanguard Personalized Indexing Management, LLC14,735$241
SummitTX Capital, L.P.13,970$228
Allworth Financial LP11,594$190
OSAIC HOLDINGS, INC.11,012$180
ROYAL BANK OF CANADA10,974$179
Clearstead Advisors, LLC10,000$164
Oasis Management Co Ltd.10,000$164
CITIGROUP INC9,133$149
Kestra Advisory Services, LLC6,000$98
Game Plan Financial Advisors, LLC5,000$82
State of Wyoming4,195$69
Founders Capital Management3,500$57
Tower Research Capital LLC (TRC)3,189$52
FMR LLC2,468$40
Federation des caisses Desjardins du Quebec2,050$34
Farther Finance Advisors, LLC1,130$18
Aventura Private Wealth, LLC700$11
11 other institutions1,938$32
Total (111 institutions)26,400,808$420,572