AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

ARIEL INVESTMENTS, LLC's Holding History (CIK: 0000936753)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 31,398 Value ($000) $192 Avg Close $5.08 Range $4.42 - $6.42

Q2 2020

Shares 31,398 Value ($000) $149 Avg Close $4.71 Range $2.76 - $5.99

Q1 2020

Shares 31,823 Value ($000) $102 Avg Close $3.68 Range $1.85 - $4.92

Q4 2019

Shares 49,933 Value ($000) $217 Avg Close $3.21 Range $2.72 - $4.40

Q3 2019

Shares 68,944 Value ($000) $245 Avg Close $3.85 Range $3.24 - $4.47

Q2 2019

Shares 94,896 Value ($000) $376 Avg Close $4.68 Range $3.55 - $6.14

Q1 2019

Shares 94,896 Value ($000) $422 Avg Close $4.27 Range $3.70 - $4.68

Q4 2018

Shares 94,896 Value ($000) $413 Avg Close $5.55 Range $3.93 - $7.24

Q3 2018

Shares 165,743 Value ($000) $1,185 Avg Close $7.61 Range $6.80 - $9.38

Q2 2018

Shares 283,741 Value ($000) $2,000 Avg Close $6.97 Range $5.80 - $8.60

Q1 2018

Shares 263,723 Value ($000) $1,912 Avg Close $8.12 Range $6.90 - $9.45

Q4 2017

Shares 246,890 Value ($000) $2,148 Avg Close $9.14 Range $7.65 - $10.75

Q3 2017

Shares 390,513 Value ($000) $3,573 Avg Close $7.82 Range $5.95 - $9.50

Q2 2017

Shares 642,318 Value ($000) $4,079 Avg Close $6.54 Range $5.50 - $7.83

Q1 2017

Shares 832,727 Value ($000) $4,830 Avg Close $6.21 Range $4.68 - $8.65

Q4 2016

Shares 1,344,402 Value ($000) $6,453 Avg Close $5.15 Range $4.35 - $5.97

Q3 2016

Shares 2,031,875 Value ($000) $10,545 Avg Close $4.04 Range $3.12 - $5.21

Q2 2016

Shares 2,440,564 Value ($000) $7,785 Avg Close $3.07 Range $2.49 - $3.92

Q1 2016

Shares 3,242,688 Value ($000) $8,009 Avg Close $2.59 Range $2.28 - $2.97

Q4 2015

Shares 3,470,140 Value ($000) $8,606 Avg Close $2.33 Range $1.90 - $2.70

Q3 2015

Shares 3,732,390 Value ($000) $7,166 Avg Close $2.25 Range $1.91 - $2.59

Q2 2015

Shares 2,905,071 Value ($000) $7,321 Avg Close $2.47 Range $2.22 - $2.70

Q1 2015

Shares 2,705,520 Value ($000) $7,278 Avg Close $2.71 Range $2.36 - $3.05

Q4 2014

Shares 448,415 Value ($000) $1,256 Avg Close $2.46 Range $2.08 - $2.88

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	31,398	$192	$5.08	$4.42 - $6.42
Q2 2020	31,398	$149	$4.71	$2.76 - $5.99
Q1 2020	31,823	$102	$3.68	$1.85 - $4.92
Q4 2019	49,933	$217	$3.21	$2.72 - $4.40
Q3 2019	68,944	$245	$3.85	$3.24 - $4.47
Q2 2019	94,896	$376	$4.68	$3.55 - $6.14
Q1 2019	94,896	$422	$4.27	$3.70 - $4.68
Q4 2018	94,896	$413	$5.55	$3.93 - $7.24
Q3 2018	165,743	$1,185	$7.61	$6.80 - $9.38
Q2 2018	283,741	$2,000	$6.97	$5.80 - $8.60
Q1 2018	263,723	$1,912	$8.12	$6.90 - $9.45
Q4 2017	246,890	$2,148	$9.14	$7.65 - $10.75
Q3 2017	390,513	$3,573	$7.82	$5.95 - $9.50
Q2 2017	642,318	$4,079	$6.54	$5.50 - $7.83
Q1 2017	832,727	$4,830	$6.21	$4.68 - $8.65
Q4 2016	1,344,402	$6,453	$5.15	$4.35 - $5.97
Q3 2016	2,031,875	$10,545	$4.04	$3.12 - $5.21
Q2 2016	2,440,564	$7,785	$3.07	$2.49 - $3.92
Q1 2016	3,242,688	$8,009	$2.59	$2.28 - $2.97
Q4 2015	3,470,140	$8,606	$2.33	$1.90 - $2.70
Q3 2015	3,732,390	$7,166	$2.25	$1.91 - $2.59
Q2 2015	2,905,071	$7,321	$2.47	$2.22 - $2.70
Q1 2015	2,705,520	$7,278	$2.71	$2.36 - $3.05
Q4 2014	448,415	$1,256	$2.46	$2.08 - $2.88