AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 41,800 Value ($000) $89,452 Avg Close $2.19 Range $2.06 - $2.32

Q1 2014

Shares 41,800 Value ($000) $91,960 Avg Close $2.37 Range $2.20 - $2.67

Q4 2013

Shares 70,400 Value ($000) $183,744 Avg Close $2.34 Range $2.10 - $2.64

Q3 2013

Shares 80,500 Value ($000) $188,370 Avg Close $2.50 Range $2.27 - $2.86

Q2 2013

Shares 326,723 Value ($000) $882,152 Avg Close $2.79 Range $2.50 - $3.04

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	41,800	$89,452	$2.19	$2.06 - $2.32
Q1 2014	41,800	$91,960	$2.37	$2.20 - $2.67
Q4 2013	70,400	$183,744	$2.34	$2.10 - $2.64
Q3 2013	80,500	$188,370	$2.50	$2.27 - $2.86
Q2 2013	326,723	$882,152	$2.79	$2.50 - $3.04