AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 290,616 Value ($000) $4,752 Avg Close $9.66 Range $4.00 - $17.25

Q4 2023

Shares 40,000 Value ($000) $96 Avg Close $2.23 Range $1.89 - $2.75

Q3 2018

Shares 23,286 Value ($000) $164 Avg Close $7.61 Range $6.80 - $9.38

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	290,616	$4,752	$9.66	$4.00 - $17.25
Q4 2023	40,000	$96	$2.23	$1.89 - $2.75
Q3 2018	23,286	$164	$7.61	$6.80 - $9.38