AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 11,575 Value ($000) $83 Avg Close $8.12 Range $6.90 - $9.45
Q4 2017
Shares 10,167 Value ($000) $88 Avg Close $9.14 Range $7.65 - $10.75
Q3 2017
Shares 11,782 Value ($000) $106 Avg Close $7.82 Range $5.95 - $9.50
Q2 2017
Shares 11,736 Value ($000) $74 Avg Close $6.54 Range $5.50 - $7.83
Q1 2017
Shares 10,571 Value ($000) $61 Avg Close $6.21 Range $4.68 - $8.65
Q2 2014
Shares 18,507 Value ($000) $40 Avg Close $2.19 Range $2.06 - $2.32
Q1 2014
Shares 20,357 Value ($000) $45 Avg Close $2.37 Range $2.20 - $2.67
Q4 2013
Shares 15,734 Value ($000) $41 Avg Close $2.34 Range $2.10 - $2.64
Q3 2013
Shares 14,804 Value ($000) $35 Avg Close $2.50 Range $2.27 - $2.86
Q2 2013
Shares 16,695 Value ($000) $45 Avg Close $2.79 Range $2.50 - $3.04