AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 26,658 Value ($000) $64 Avg Close $2.23 Range $1.89 - $2.75

Q3 2023

Shares 28,858 Value ($000) $69 Avg Close $2.64 Range $2.20 - $3.63

Q2 2023

Shares 30,558 Value ($000) $105 Avg Close $3.37 Range $2.47 - $4.04

Q3 2016

Shares 9,864 Value ($000) $51 Avg Close $4.04 Range $3.12 - $5.21

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	26,658	$64	$2.23	$1.89 - $2.75
Q3 2023	28,858	$69	$2.64	$2.20 - $3.63
Q2 2023	30,558	$105	$3.37	$2.47 - $4.04
Q3 2016	9,864	$51	$4.04	$3.12 - $5.21