AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 129 Value ($000) $2 Avg Close $12.02 Range $9.62 - $15.84

Q4 2020

Shares 129 Value ($000) $1 Avg Close $8.03 Range $5.44 - $11.65

Q3 2020

Shares 49 Value ($000) $0 Avg Close $5.08 Range $4.42 - $6.42

Q2 2020

Shares 49 Value ($000) $0 Avg Close $4.71 Range $2.76 - $5.99

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	129	$2	$12.02	$9.62 - $15.84
Q4 2020	129	$1	$8.03	$5.44 - $11.65
Q3 2020	49	$0	$5.08	$4.42 - $6.42
Q2 2020	49	$0	$4.71	$2.76 - $5.99