AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q1 2024

Shares 118,125 Value ($000) $1 Avg Close $3.40 Range $2.17 - $5.64

Q1 2022

Shares 19,677 Value ($000) $138 Avg Close $7.52 Range $6.20 - $9.30

Q4 2021

Shares 53,617 Value ($000) $472 Avg Close $8.46 Range $7.03 - $9.60

Q3 2021

Shares 105,396 Value ($000) $877 Avg Close $9.31 Range $6.53 - $11.00

Q2 2021

Shares 13,961 Value ($000) $153 Avg Close $10.61 Range $8.45 - $12.56

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2024	118,125	$1	$3.40	$2.17 - $5.64
Q1 2022	19,677	$138	$7.52	$6.20 - $9.30
Q4 2021	53,617	$472	$8.46	$7.03 - $9.60
Q3 2021	105,396	$877	$9.31	$6.53 - $11.00
Q2 2021	13,961	$153	$10.61	$8.45 - $12.56