AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

Parallax Volatility Advisers, L.P.'s Holding History (CIK: 0001521001)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 10,072 Value ($000) $88 Avg Close $9.14 Range $7.65 - $10.75
Q2 2017
Shares 62 Value ($000) $0 Avg Close $6.54 Range $5.50 - $7.83
Q1 2017
Shares 8,112 Value ($000) $47 Avg Close $6.21 Range $4.68 - $8.65
Q4 2016
Shares 3,124 Value ($000) $15 Avg Close $5.15 Range $4.35 - $5.97