AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

CWM, LLC's Holding History (CIK: 0001535847)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 241 Value ($000) $0 Avg Close $2.64 Range $2.20 - $3.63

Q2 2023

Shares 34 Value ($000) $0 Avg Close $3.37 Range $2.47 - $4.04

Q1 2023

Shares 176 Value ($000) $0 Avg Close $4.86 Range $3.48 - $6.57

Q4 2022

Shares 176 Value ($000) $0 Avg Close $4.88 Range $4.17 - $7.12

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	241	$0	$2.64	$2.20 - $3.63
Q2 2023	34	$0	$3.37	$2.47 - $4.04
Q1 2023	176	$0	$4.86	$3.48 - $6.57
Q4 2022	176	$0	$4.88	$4.17 - $7.12