AXT INC

Ticker: AXTI CUSIP: 00246W103 Class: COM

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 1,000 Value ($000) $3 Avg Close $3.07 Range $2.49 - $3.92

Q1 2016

Shares 1,000 Value ($000) $2 Avg Close $2.59 Range $2.28 - $2.97

Q4 2015

Shares 1,000 Value ($000) $2 Avg Close $2.33 Range $1.90 - $2.70

Q3 2015

Shares 1,000 Value ($000) $2 Avg Close $2.25 Range $1.91 - $2.59

Q2 2015

Shares 1,000 Value ($000) $3 Avg Close $2.47 Range $2.22 - $2.70

Q1 2015

Shares 1,000 Value ($000) $3 Avg Close $2.71 Range $2.36 - $3.05

Q4 2014

Shares 1,000 Value ($000) $3 Avg Close $2.46 Range $2.08 - $2.88

Q3 2014

Shares 1,000 Value ($000) $2 Avg Close $2.39 Range $2.04 - $3.04

Q2 2014

Shares 1,000 Value ($000) $2 Avg Close $2.19 Range $2.06 - $2.32

Q1 2014

Shares 1,000 Value ($000) $2 Avg Close $2.37 Range $2.20 - $2.67

Q4 2013

Shares 1,000 Value ($000) $3 Avg Close $2.34 Range $2.10 - $2.64

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	1,000	$3	$3.07	$2.49 - $3.92
Q1 2016	1,000	$2	$2.59	$2.28 - $2.97
Q4 2015	1,000	$2	$2.33	$1.90 - $2.70
Q3 2015	1,000	$2	$2.25	$1.91 - $2.59
Q2 2015	1,000	$3	$2.47	$2.22 - $2.70
Q1 2015	1,000	$3	$2.71	$2.36 - $3.05
Q4 2014	1,000	$3	$2.46	$2.08 - $2.88
Q3 2014	1,000	$2	$2.39	$2.04 - $3.04
Q2 2014	1,000	$2	$2.19	$2.06 - $2.32
Q1 2014	1,000	$2	$2.37	$2.20 - $2.67
Q4 2013	1,000	$3	$2.34	$2.10 - $2.64