ADVENT CONV & INCOME FD

CUSIP: 00764C109 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 34,175 Value ($000) $451 Avg Close — Range —
Q4 2015
Shares 33,408 Value ($000) $452 Avg Close — Range —
Q1 2015
Shares 6,300 Value ($000) $109 Avg Close — Range —
Q4 2014
Shares 31,699 Value ($000) $518 Avg Close — Range —
Q4 2013
Shares 48,880 Value ($000) $906 Avg Close — Range —