ADVENT CONV & INCOME FD

CUSIP: 00764C109 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
SIT INVESTMENT ASSOCIATES INC2,437,672$31
RAYMOND JAMES FINANCIAL INC1,534,321$19,240
Penserra Capital Management LLC1,303,614$16
WELLS FARGO & COMPANY/MN799,373$10,024
Advisors Asset Management, Inc.788,747$9,891
GUGGENHEIM CAPITAL LLC785,038$9,844
LPL Financial LLC567,005$7,110
MORGAN STANLEY486,277$6,098
Koshinski Asset Management, Inc.465,158$5,833
Arete Wealth Advisors, LLC308,048$4
Baird Financial Group, Inc.300,161$3,764
FCA CORP /TX231,225$2,900
Steward Partners Investment Advisory, LLC217,859$2,732
COMMONWEALTH EQUITY SERVICES, LLC163,357$2,049
Creative Planning140,680$1,764
Cyndeo Wealth Partners, LLC138,145$1,732
OSAIC HOLDINGS, INC.117,678$1,476
UBS Group AG104,853$1,315
Formidable Asset Management, LLC89,316$1,142
&PARTNERS81,621$1,024
NWF Advisory Services Inc.70,893$889
BANK OF AMERICA CORP /DE/69,942$877
NewEdge Advisors, LLC69,775$875
Cambridge Investment Research Advisors, Inc.68,452$1
Sanctuary Advisors, LLC67,293$844
Stolper Co61,919$1
Modern Wealth Management, LLC61,831$775
ABSOLUTE INVESTMENT ADVISERS, LLC59,002$752
PFG Investments, LLC56,300$706
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC55,820$716
Waverly Advisors, LLC54,270$681
STIFEL FINANCIAL CORP50,624$635
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC47,636$597
GREENBERG FINANCIAL GROUP47,510$596
Heron Bay Capital Management42,823$537
ROYAL BANK OF CANADA42,711$535
Cetera Investment Advisers40,701$510
Quarry LP38,423$482
Concurrent Investment Advisors, LLC38,039$477
WCG Wealth Advisors LLC36,752$461
Twelve Points Wealth Management LLC34,783$448
Ameritas Advisory Services, LLC33,246$417
Sage Capital Management, LLC33,200$416
Centurion Wealth Management LLC32,773$411
PMG Family Office LLC29,931$375
Moors & Cabot, Inc.29,500$370
Invesco Ltd.28,922$363
Beacon Pointe Advisors, LLC23,428$294
CoreCap Advisors, LLC23,265$292
Compound Planning, Inc.21,156$265
Shaker Financial Services, LLC20,934$263
PRIVATE TRUST CO NA20,558$258
Windsor Capital Management, LLC20,553$258
Vanguard Capital Wealth Advisors20,315$255
TRUIST FINANCIAL CORP19,951$250
KESTRA PRIVATE WEALTH SERVICES, LLC19,700$247
ENVESTNET ASSET MANAGEMENT INC19,099$239
BENJAMIN EDWARDS INC19,093$239
COMERICA BANK18,721$235
Oxbow Advisors, LLC14,696$184
Tactive Advisors, LLC14,455$181
Encompass More Asset Management14,422$181
Merit Financial Group, LLC14,325$180
MELFA WEALTH MANAGEMENT, LLC13,802$173
LEVEL FOUR ADVISORY SERVICES, LLC13,094$164
Pinnacle Wealth Planning Services, Inc.12,398$155
Vestmark Advisory Solutions, Inc.12,181$153
Mount Yale Investment Advisors, LLC12,181$153
OPPENHEIMER & CO INC11,511$144
Ellevest, Inc.11,061$139
CALTON & ASSOCIATES, INC.10,856$136
Ballew Advisors, Inc10,077$129
HARBOUR INVESTMENTS, INC.10,011$126
Kestra Advisory Services, LLC9,491$119
Rockefeller Capital Management L.P.4,927$62
Atlantic Union Bankshares Corp4,700$59
LFA - Lugano Financial Advisors SA2,759$34
CIBC Private Wealth Group, LLC2,059$26
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/2,010$25
US BANCORP \DE\1,474$18
Sound Income Strategies, LLC1,400$18
GHP Investment Advisors, Inc.1,300$16
Keating Financial Advisory Services, Inc.1,095$14
Triumph Capital Management1,026$13
Golden State Wealth Management, LLC1,026$13
Federation des caisses Desjardins du Quebec1,000$13
McIlrath & Eck, LLC805$10
CWM, LLC744$0
Fortis Group Advisors, LLC544$7
Gen-Wealth Partners Inc495$6
North Star Investment Management Corp.420$5
JPMORGAN CHASE & CO400$5
Allworth Financial LP400$5
PNC Financial Services Group, Inc.279$4
ASSETMARK, INC262$3
HIGHLINE WEALTH PARTNERS LLC220$3
Geneos Wealth Management Inc.99$1
IFP Advisors, Inc98$1
Total (98 institutions)12,824,095$108,508