Ticker: CWS CUSIP: 00768Y560 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| United Advisor Group, LLC | 19,988 | $1,374 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5,604 | $385 |
| US BANCORP \DE\ | 400 | $27 |
| WELLS FARGO & COMPANY/MN | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Sigma Planning Corp | 3,495 | 18,976 | +15,481 (+442.9%) |
| Mason & Associates Inc | 44,457 | 45,376 | +919 (+2.1%) |
| Perennial Investment Advisors, LLC | 5,905 | 7,965 | +2,060 (+34.9%) |
| Cornerstone Wealth Management, LLC | 4,640 | 6,303 | +1,663 (+35.8%) |
| RAYMOND JAMES FINANCIAL INC | 29,080 | 64,399 | +35,319 (+121.5%) |
| Cambridge Investment Research Advisors, Inc. | 4,295 | 60,144 | +55,849 (+1300.3%) |
| Kestra Advisory Services, LLC | 92,099 | 96,464 | +4,365 (+4.7%) |
| STIFEL FINANCIAL CORP | 87,936 | 91,729 | +3,793 (+4.3%) |
| Cetera Investment Advisers | 62,708 | 66,128 | +3,420 (+5.5%) |
| CIBC WORLD MARKET INC. | 125,183 | 127,503 | +2,320 (+1.9%) |
| D.A. DAVIDSON & CO. | 8,775 | 9,800 | +1,025 (+11.7%) |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,503 | 3,717 | +214 (+6.1%) |
| MML INVESTORS SERVICES, LLC | 7,401 | 8,216 | +815 (+11.0%) |
| ENVESTNET ASSET MANAGEMENT INC | 11,101 | 11,962 | +861 (+7.8%) |
| Beacon Pointe Advisors, LLC | 6,546 | 7,146 | +600 (+9.2%) |
| UBS Group AG | 2,131 | 2,221 | +90 (+4.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Trademark Financial Management, LLC | 57,934 | 29,783 | -28,151 (-48.6%) |
| Kovack Advisors, Inc. | 20,206 | 3,722 | -16,484 (-81.6%) |
| Millstone Evans Group, LLC | 9,331 | 8,226 | -1,105 (-11.8%) |
| Kingsman Wealth Management, Inc. | 12,895 | 12,192 | -703 (-5.5%) |
| Nova Wealth Management, Inc. | 8,371 | 7,754 | -617 (-7.4%) |
| Aviso Financial Inc. | 3,392 | 639 | -2,753 (-81.2%) |
| Merit Financial Group, LLC | 16,716 | 8,818 | -7,898 (-47.2%) |
| OSAIC HOLDINGS, INC. | 118,924 | 107,020 | -11,904 (-10.0%) |
| GC Wealth Management RIA, LLC | 20,768 | 19,675 | -1,093 (-5.3%) |
| Compass Ion Advisors, LLC | 4,042 | 3,478 | -564 (-14.0%) |
| LPL Financial LLC | 105,563 | 101,683 | -3,880 (-3.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 4,700 | 3,100 | -1,600 (-34.0%) |
| Federation des caisses Desjardins du Quebec | 1,654 | 1,369 | -285 (-17.2%) |
| CAPTRUST FINANCIAL ADVISORS | 3,827 | 3,648 | -179 (-4.7%) |
| ASSETMARK, INC | 325 | 280 | -45 (-13.8%) |
| COMERICA BANK | 499 | 487 | -12 (-2.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Global Assets Advisory, LLC | 2,983 | $205 |
| Koshinski Asset Management, Inc. | 7,170 | $492 |
| OLD MISSION CAPITAL LLC | 3,093 | $212 |
| ROYAL BANK OF CANADA | 71 | $5 |