ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

DUPONT CAPITAL MANAGEMENT CORP's Holding History (CIK: 0001128251)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 24,240 Value ($000) $263 Avg Close — Range —
Q3 2020
Shares 12,826 Value ($000) $132 Avg Close — Range —
Q2 2020
Shares 13,685 Value ($000) $286 Avg Close — Range —