DUPONT CAPITAL MANAGEMENT CORP Diversified Active

Name: DUPONT CAPITAL MANAGEMENT CORP Q3 2026 13F Filing | 13F Explorer
Creator: DUPONT CAPITAL MANAGEMENT CORP
Published: 2026-10-23

Location: Wilmington, DE

CIK: 0001128251 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 23, 2026

Total Value: $14.82M (100.0% shares, 0.0% debt)

Holdings (40)

New Positions (2)

LYNX LYNTRIS INC 88.0%

Value $13.04M Shares 1,057,044 Share Price $12.34 Est. Cost/Share $13.49 Unrealized @ Report Date -8.5%

RPID RAPID MICRO BIOSYSTEMS INC A 0.0%

Value $3,471 Shares 3,370 Share Price $1.03 Est. Cost/Share $1.64 Unrealized @ Report Date -37.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LYNX	LYNTRIS INC	1,057,044	$13.04M	88.0%	$12.34	$13.49	-8.5%	COMMON STOCK USD.001	55173P109
RPID	RAPID MICRO BIOSYSTEMS INC A	3,370	$3,471	0.0%	$1.03	$1.64	-37.1%	COMMON STOCK USD.01	75340L104

Increased Positions (1)

SNEX STONEX GROUP INC 7.6%

Value $1.125M (-18.2%) Shares 17,407 (+50.0%) Share Price $64.64 Est. Cost/Share $90.69 Unrealized @ Report Date -28.7%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SNEX	STONEX GROUP INC	17,407 (+50.0%)	$1.125M (-18.2%)	7.6%	$64.64	$90.69	-28.7%	COMMON STOCK USD.01	861896108

Exited Positions (3)

WGSWW GENEDX HOLDINGS CORP 0.0%

Value $19 Shares 6,666 Share Price $0.00 Est. Cost/Share $2.10 Unrealized @ Report Date —

GETY GETTY IMAGES HOLDINGS INC 0.0%

Value $3 Shares 4 Share Price $0.75 * Est. Cost/Share $16.70 Unrealized @ Report Date -99.5%

CCG CHECHE GROUP INC 0.0%

Value $1 Shares 1 Share Price $1.00 Est. Cost/Share $23.37 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
WGSWW	GENEDX HOLDINGS CORP	6,666	$19	0.0%	$0.00	$2.10	—	—	81663L119
GETY	GETTY IMAGES HOLDINGS INC	4	$3	0.0%	$0.75 *	$16.70	-99.5%	—	374275105
CCG	CHECHE GROUP INC	1	$1	0.0%	$1.00	$23.37	—	—	G20707108

Unchanged Positions (37)

ABX ABACUS GLOBAL MANAGEMENT INC 1.3%

Value $185K Shares 23,000 Share Price $8.06 Est. Cost/Share $5.76 Unrealized @ Report Date +39.9%

FBYDW FALCON S BEYOND GLOBAL INC A 0.2%

Value $31,926 Shares 25,000 Share Price $1.28 Est. Cost/Share $0.75 Unrealized @ Report Date —

NE NOBLE CORP PLC 2.1%

Value $311K Shares 7,443 Share Price $41.74 Est. Cost/Share $25.79 Unrealized @ Report Date +61.8%

KDKRW KODIAK AI INC 0.1%

Value $20,000 Shares 62,500 Share Price $0.32 Est. Cost/Share $1.07 Unrealized @ Report Date —

AISPW AIRSHIP AI HOLDINGS INC 0.1%

Value $13,448 Shares 37,500 Share Price $0.36 Est. Cost/Share $0.46 Unrealized @ Report Date —

CRMLW CRITICAL METALS CORP 0.2%

Value $31,375 Shares 12,500 Share Price $2.51 Est. Cost/Share $0.16 Unrealized @ Report Date —

GCTS/WS GCT SEMICONDUCTOR HOLDING IN 0.2%

Value $24,180 Shares 75,000 Share Price $0.32 Est. Cost/Share $0.38 Unrealized @ Report Date —

BNAIW BRAND ENGAGEMENT NETWORK INC 0.0%

Value $2,917 Shares 58,333 Share Price $0.05 Est. Cost/Share $0.12 Unrealized @ Report Date —

BGLWW BLUE GOLD LTD CL A 0.0%

Value $1,845 Shares 50,000 Share Price $0.04 Est. Cost/Share $0.19 Unrealized @ Report Date —

BETRW BETTER HOME FINANCE HOLDIN 0.0%

Value $3,630 Shares 31,250 Share Price $0.12 Est. Cost/Share $0.11 Unrealized @ Report Date —

SPWRW SUNPOWER INC 0.0%

Value $321 Shares 12,500 Share Price $0.03 Est. Cost/Share $0.16 Unrealized @ Report Date —

COCHW ENVOY MEDICAL INC 0.0%

Value $3,150 Shares 100,000 Share Price $0.03 Est. Cost/Share $0.02 Unrealized @ Report Date —

PGYWW PAGAYA TECHNOLOGIES LTD A 0.0%

Value $470 Shares 33,332 Share Price $0.01 Est. Cost/Share $0.39 Unrealized @ Report Date —

CLSKW CLEANSPARK INC 0.0%

Value $2,864 Shares 12,500 Share Price $0.23 Est. Cost/Share $0.72 Unrealized @ Report Date —

SLXNW SILEXION THERAPEUTICS CORP 0.0%

Value $306 Shares 32,500 Share Price $0.01 Est. Cost/Share $0.03 Unrealized @ Report Date —

VEEAW VEEA INC 0.0%

Value $320 Shares 16,000 Share Price $0.02 Est. Cost/Share $0.24 Unrealized @ Report Date —

WALDW WALDENCAST PLC A 0.0%

Value $76 Shares 13,332 Share Price $0.01 Est. Cost/Share $0.75 Unrealized @ Report Date —

SDSTW STARDUST POWER INC 0.0%

Value $1,111 Shares 12,500 Share Price $0.09 Est. Cost/Share $0.41 Unrealized @ Report Date —

ZEOWW ZEO ENERGY CORP 0.0%

Value $548 Shares 25,000 Share Price $0.02 Est. Cost/Share $0.13 Unrealized @ Report Date —

LOTWW LOTUS TECHNOLOGY INC 0.0%

Value $1,230 Shares 25,000 Share Price $0.05 Est. Cost/Share $0.59 Unrealized @ Report Date —

BDMDW BAIRD MEDICAL INVESTMENT HOL 0.0%

Value $2,140 Shares 50,000 Share Price $0.04 Est. Cost/Share $0.25 Unrealized @ Report Date —

CNCKW COINCHECK GROUP 0.0%

Value $7,116 Shares 30,000 Share Price $0.24 Est. Cost/Share $1.87 Unrealized @ Report Date —

CCGWW CHECHE GROUP INC 0.0%

Value $468 Shares 33,333 Share Price $0.01 Est. Cost/Share $0.21 Unrealized @ Report Date —

AERTW AERIES TECHNOLOGY INC 0.0%

Value $800 Shares 50,000 Share Price $0.02 Est. Cost/Share $0.07 Unrealized @ Report Date —

GPOR GULFPORT ENERGY CORP 0.0%

Value $1,204 Shares 8 Share Price $150.50 Est. Cost/Share $137.10 Unrealized @ Report Date +9.8%

AEON AEON BIOPHARMA INC 0.0%

Value $51 Shares 170 Share Price $0.30 Est. Cost/Share $7.09 Unrealized @ Report Date -95.8%

TVGNW TEVOGEN INC 0.0%

Value $751 Shares 12,500 Share Price $0.06 Est. Cost/Share $0.07 Unrealized @ Report Date —

PRENW PRENETICS GLOBAL LTD CL A 0.0%

Value $175 Shares 16,666 Share Price $0.01 Est. Cost/Share $0.30 Unrealized @ Report Date —

LIMNW LIMINATUS PHARMA LLC 0.0%

Value $341 Shares 6,250 Share Price $0.05 Est. Cost/Share $0.24 Unrealized @ Report Date —

OCS OCULIS HOLDING AG 0.0%

Value $37 Shares 4 Share Price $9.25 Est. Cost/Share $9.59 Unrealized @ Report Date -2.6%

QBTS D WAVE QUANTUM INC 0.0%

Value $33 Shares 2 Share Price $16.50 Est. Cost/Share $8.63 Unrealized @ Report Date +91.9%

XBPEW XBP GLOBAL HOLDINGS INC 0.0%

Value $130 Shares 2,500 Share Price $0.05 Est. Cost/Share $0.06 Unrealized @ Report Date —

NAMS NEWAMSTERDAM PHARMA CO NV 0.0%

Value $24 Shares 1 Share Price $24.00 Est. Cost/Share $9.95 Unrealized @ Report Date +144.4%

WALD WALDENCAST PLC A 0.0%

Value $3 Shares 4 Share Price $0.75 * Est. Cost/Share $8.86 Unrealized @ Report Date -90.3%

ALTI ALTI GLOBAL INC 0.0%

Value $12 Shares 4 Share Price $3.00 Est. Cost/Share $7.00 Unrealized @ Report Date -57.3%

SWVLW SWVL HOLDINGS CORP 0.0%

Value $13 Shares 1,666 Share Price $0.01 Est. Cost/Share $0.60 Unrealized @ Report Date —

ZGN ERMENEGILDO ZEGNA NV 0.0%

Value $13 Shares 1 Share Price $13.00 * Est. Cost/Share $11.38 Unrealized @ Report Date +9.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
ABX	ABACUS GLOBAL MANAGEMENT INC	23,000	$185K	1.3%	$8.06	$5.76	+39.9%	COMMON STOCK USD.0001	00258Y104
FBYDW	FALCON S BEYOND GLOBAL INC A	25,000	$31,926	0.2%	$1.28	$0.75	—	FALCON S BEYOND GLOBAL 27	306121112
NE	NOBLE CORP PLC	7,443	$311K	2.1%	$41.74	$25.79	+61.8%	COMMON STOCK USD.00001	G65431127
KDKRW	KODIAK AI INC	62,500	$20,000	0.1%	$0.32	$1.07	—	ARES ACQUISITION CORP II 28	500081112
AISPW	AIRSHIP AI HOLDINGS INC	37,500	$13,448	0.1%	$0.36	$0.46	—	AIRSHIP AI HOLDINGS INC CW28	008940116
CRMLW	CRITICAL METALS CORP	12,500	$31,375	0.2%	$2.51	$0.16	—	CRITICAL METALS CORP 28	G2662B111
GCTS/WS	GCT SEMICONDUCTOR HOLDING IN	75,000	$24,180	0.2%	$0.32	$0.38	—	CONCORD ACQ CL A CW28	36170N115
BNAIW	BRAND ENGAGEMENT NETWORK INC	58,333	$2,917	0.0%	$0.05	$0.12	—	BRAND ENGAGEMENT NETWO CW27	104932116
BGLWW	BLUE GOLD LTD CL A	50,000	$1,845	0.0%	$0.04	$0.19	—	BLUE GOLD LTD	G1331C112
BETRW	BETTER HOME FINANCE HOLDIN	31,250	$3,630	0.0%	$0.12	$0.11	—	BETTER HOME + FINANCE CW26	08774B110
SPWRW	SUNPOWER INC	12,500	$321	0.0%	$0.03	$0.16	—	SUNPOWER INC CW27	20460L112
COCHW	ENVOY MEDICAL INC	100,000	$3,150	0.0%	$0.03	$0.02	—	ENVOY MEDICAL INC CW27	29415V117
PGYWW	PAGAYA TECHNOLOGIES LTD A	33,332	$470	0.0%	$0.01	$0.39	—	PAGAYA TECHNOLOGIES LTD 27	M7S64L107
CLSKW	CLEANSPARK INC	12,500	$2,864	0.0%	$0.23	$0.72	—	CLEANSPARK INC 29	18452B118
SLXNW	SILEXION THERAPEUTICS CORP	32,500	$306	0.0%	$0.01	$0.03	—	BIOMOTION SCIENCES CW29	G1281K114
VEEAW	VEEA INC	16,000	$320	0.0%	$0.02	$0.24	—	PLUM ACQUISITION I A CW28	693489114
WALDW	WALDENCAST PLC A	13,332	$76	0.0%	$0.01	$0.75	—	WALDENCAST ACQ CL A CW27	G9503X111
SDSTW	STARDUST POWER INC	12,500	$1,111	0.0%	$0.09	$0.41	—	GLOBAL PARTNER ACQ A CW27	854936119
ZEOWW	ZEO ENERGY CORP	25,000	$548	0.0%	$0.02	$0.13	—	ESGEN ACQUISITION A CW23	98944F117
LOTWW	LOTUS TECHNOLOGY INC	25,000	$1,230	0.0%	$0.05	$0.59	—	LOTUS TECHNOLOGY INC 28	54572F119
BDMDW	BAIRD MEDICAL INVESTMENT HOL	50,000	$2,140	0.0%	$0.04	$0.25	—	BAIRD MEDICAL INVESTMENT 28	G0705H111
CNCKW	COINCHECK GROUP	30,000	$7,116	0.0%	$0.24	$1.87	—	COINCHECK GROUP NV	N20967100
CCGWW	CHECHE GROUP INC	33,333	$468	0.0%	$0.01	$0.21	—	CHECHE GROUP INC 28	G20707116
AERTW	AERIES TECHNOLOGY INC	50,000	$800	0.0%	$0.02	$0.07	—	AERIES TECHNOLOGY INC CW23	G0136H110
GPOR	GULFPORT ENERGY CORP	8	$1,204	0.0%	$150.50	$137.10	+9.8%	COMMON STOCK USD.0001	402635502
AEON	AEON BIOPHARMA INC	170	$51	0.0%	$0.30	$7.09	-95.8%	COMMON STOCK USD.0001	00791X209
TVGNW	TEVOGEN INC	12,500	$751	0.0%	$0.06	$0.07	—	SEMPER PARATUS ACQU CW26	88165K119
PRENW	PRENETICS GLOBAL LTD CL A	16,666	$175	0.0%	$0.01	$0.30	—	PRENETICS GLOBAL LTD CW26	G72245114
LIMNW	LIMINATUS PHARMA LLC	6,250	$341	0.0%	$0.05	$0.24	—	LIMINATUS PHARMA LLC 30	53271X116
OCS	OCULIS HOLDING AG	4	$37	0.0%	$9.25	$9.59	-2.6%	COMMON STOCK	H5870P102
QBTS	D WAVE QUANTUM INC	2	$33	0.0%	$16.50	$8.63	+91.9%	COMMON STOCK USD.0001	26740W109
XBPEW	XBP GLOBAL HOLDINGS INC	2,500	$130	0.0%	$0.05	$0.06	—	CF ACQUISITION VIII A CW27	98400V119
NAMS	NEWAMSTERDAM PHARMA CO NV	1	$24	0.0%	$24.00	$9.95	+144.4%	COMMON STOCK	N62509109
WALD	WALDENCAST PLC A	4	$3	0.0%	$0.75 *	$8.86	-90.3%	COMMON STOCK USD.0001	G9503X103
ALTI	ALTI GLOBAL INC	4	$12	0.0%	$3.00	$7.00	-57.3%	COMMON STOCK USD.0001	02157E106
SWVLW	SWVL HOLDINGS CORP	1,666	$13	0.0%	$0.01	$0.60	—	PIVOTAL HOLDINGS CORP CW27	G86302117
ZGN	ERMENEGILDO ZEGNA NV	1	$13	0.0%	$13.00 *	$11.38	+9.8%	COMMON STOCK	N30577105