CUSIP: 008073AA6 Class: NOTE 7/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Central Pacific Bank - Trust Division | 493,000 | $535 |
| RWC Asset Management LLP | 900,000 | $982 |
| GROUPAMA ASSET MANAGMENT | 1,300,000 | $1,418 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 12,861,000 | $13,947 |
| PALISADE CAPITAL MANAGEMENT, LP | 600,000 | $652 |
| BANK OF MONTREAL /CAN/ | 10,450,000 | $11,746 |
| WESTWOOD HOLDINGS GROUP INC | 1,000,000 | $1,000 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 2,000,000 | $2,171 |
| BANK OF AMERICA CORP /DE/ | 943,000 | $1,023 |
| WELLS FARGO & COMPANY/MN | 152,000 | $165 |
| NewEdge Advisors, LLC | 18,000 | $20 |
| &PARTNERS | 16,000 | $17 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ZAZOVE ASSOCIATES LLC | 16,515,000 | 19,815,000 | +3,300,000 (+20.0%) |
| LINDEN ADVISORS LP | 108,058,000 | 152,964,000 | +44,906,000 (+41.6%) |
| Amundi | 230,000 | 12,280,000 | +12,050,000 (+5239.1%) |
| SSI INVESTMENT MANAGEMENT LLC | 6,149,000 | 9,112,000 | +2,963,000 (+48.2%) |
| WOLVERINE ASSET MANAGEMENT LLC | 15,553,000 | 40,053,000 | +24,500,000 (+157.5%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 12,625,000 | 19,818,000 | +7,193,000 (+57.0%) |
| GABELLI FUNDS LLC | 3,000,000 | 6,350,000 | +3,350,000 (+111.7%) |
| Calamos Advisors LLC | 68,109,000 | 71,123,000 | +3,014,000 (+4.4%) |
| Alberta Investment Management Corp | 12,500,000 | 15,000,000 | +2,500,000 (+20.0%) |
| MACKAY SHIELDS LLC | 10,088,000 | 10,210,000 | +122,000 (+1.2%) |
| Calamos Wealth Management LLC | 568,000 | 886,000 | +318,000 (+56.0%) |
| Voya Investment Management LLC | 122,205,000 | 125,035,000 | +2,830,000 (+2.3%) |
| FRANKLIN RESOURCES INC | 7,749,000 | 9,702,000 | +1,953,000 (+25.2%) |
| Kohlberg Kravis Roberts & Co. L.P. | 895,000 | 1,086,000 | +191,000 (+21.3%) |
| ROYAL BANK OF CANADA | 15,244,000 | 16,431,000 | +1,187,000 (+7.8%) |
| STATE STREET CORP | 14,800,000 | 15,450,000 | +650,000 (+4.4%) |
| WELLINGTON MANAGEMENT GROUP LLP | 2,478,000 | 3,061,000 | +583,000 (+23.5%) |
| Russell Investments Group, Ltd. | 290,000 | 303,000 | +13,000 (+4.5%) |
| BNP Paribas Investment Partners S.A. | 3,225,000 | 4,725,000 | +1,500,000 (+46.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 6,650,000 | 4,418,000 | -2,232,000 (-33.6%) |
| DNCA FINANCE | 6,550,000 | 5,500,000 | -1,050,000 (-16.0%) |
| OAKTREE CAPITAL MANAGEMENT LP | 17,763,000 | 15,763,000 | -2,000,000 (-11.3%) |
| Weiss Asset Management LP | 12,500,000 | 10,000,000 | -2,500,000 (-20.0%) |
| AGF MANAGEMENT LTD | 10,325,000 | 2,825,000 | -7,500,000 (-72.6%) |
| Point72 Asset Management, L.P. | 12,500,000 | 5,200,000 | -7,300,000 (-58.4%) |
| MILLENNIUM MANAGEMENT LLC | 6,650,000 | 650,000 | -6,000,000 (-90.2%) |
| LORD, ABBETT & CO. LLC | 17,303,000 | 12,603,000 | -4,700,000 (-27.2%) |
| FMR LLC | 11,976,000 | 8,420,000 | -3,556,000 (-29.7%) |
| JPMORGAN CHASE & CO | 4,201,000 | 1,365,000 | -2,836,000 (-67.5%) |
| AMERIPRISE FINANCIAL INC | 11,000,000 | 10,000,000 | -1,000,000 (-9.1%) |
| Man Group plc | 2,100,000 | 1,900,000 | -200,000 (-9.5%) |
| Bank of New York Mellon Corp | 1,400,000 | 1,300,000 | -100,000 (-7.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Context Capital Management, LLC | 9,000 | $11,174 |
| BALYASNY ASSET MANAGEMENT L.P. | 9,000,000 | $11,178 |
| Apollo Management Holdings, L.P. | 1,500,000 | $1,859 |
| DeepCurrents Investment Group LLC | 497,000 | $614 |
| BNP PARIBAS ARBITRAGE, SA | 800,000 | $991 |