Ticker: ASTLW CUSIP: 015658115 Class: *W EXP 10/19/202
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| CDC Financial, Inc. | 4,152,696 | $5,724 |
| LMR Partners LLP | 2,808,732 | $211 |
| ARISTEIA CAPITAL, L.L.C. | 835,736 | $69 |
| K2 PRINCIPAL FUND, L.P. | 690,879 | $76 |
| D. E. Shaw & Co., Inc. | 557,746 | $47 |
| Aequim Alternative Investments LP | 414,191 | $35 |
| Virtu Financial LLC | 185,248 | $0 |
| BOOTHBAY FUND MANAGEMENT, LLC | 185,000 | $759 |
| JANE STREET GROUP, LLC | 103,131 | $8 |
| Claret Asset Management Corp | 102,000 | $0 |
| TORONTO DOMINION BANK | 100,000 | $8 |
| KLCM Advisors, Inc. | 100,000 | $8 |
| NATIONAL BANK OF CANADA /FI/ | 75,018 | $309 |
| ROYAL BANK OF CANADA | 59,403 | $4 |
| Caption Management, LLC | 44,550 | $3 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 30,000 | $2 |
| WOLVERINE ASSET MANAGEMENT LLC | 22,497 | $2 |
| LPL Financial LLC | 12,100 | $1 |
| Saba Capital Management, L.P. | 10,200 | $1 |
| BRAVE ASSET MANAGEMENT INC | 10,000 | $1 |
| UBS Group AG | 1,220 | $0 |
| Total (21 institutions) | 10,500,347 | $7,266 |