ALIBABA GROUP HLDG LTD

CUSIP: 01609WBG6 Class: None

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
JANE STREET GROUP, LLC401,613,000$622,021
D. E. Shaw & Co., Inc.278,500,000$432,929
WOLVERINE ASSET MANAGEMENT LLC246,742,000$383,664
Hudson Bay Capital Management LP203,500,000$316,465
MILLENNIUM MANAGEMENT LLC201,427,000$313,132
HSBC HOLDINGS PLC198,066,000$307,598
Calamos Advisors LLC192,109,000$298,693
Aequim Alternative Investments LP181,600,000$282,479
LMR Partners LLP157,100,000$243,819
WHITEBOX ADVISORS LLC149,900,000$232,795
LINDEN ADVISORS LP139,376,000$216,888
Mint Tower Capital Management B.V.114,500,000$179
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP110,000,000$170,830
STATE STREET CORP102,450,000$159,205
SUSQUEHANNA ADVISORS GROUP, INC.97,800,000$1,518
Acasta Partners UK LLP96,000,000$149,328
LAZARD ASSET MANAGEMENT LLC82,732,000$1,287
BlackRock, Inc.78,877,000$122,496
Walleye Capital LLC75,000,000$116,663
Sculptor Capital LP72,500,000$112,724
Oasis Management Co Ltd.60,000,000$93,180
TWO SIGMA INVESTMENTS, LP55,100,000$85,570
Portman Square Capital LLP54,000,000$83,997
FRANKLIN RESOURCES INC52,309,000$81,367
HIGHBRIDGE CAPITAL MANAGEMENT LLC50,000,000$77,651
Magnetar Financial LLC43,236,000$67,190
UBS Group AG42,820,000$66,499
JPMORGAN CHASE & CO40,800,000$63,363
Diameter Capital Partners LP40,000,000$41,308
BANK OF AMERICA CORP /DE/39,232,000$60,927
JANUS HENDERSON GROUP PLC37,000,000$57,554
Voya Investment Management LLC33,025,000$51,370
MANUFACTURERS LIFE INSURANCE COMPANY, THE32,400,000$50,369
Ovata Capital Management Ltd31,000,000$48,199
Jump Financial, LLC30,000,000$46,590
Alberta Investment Management Corp30,000,000$46,644
M&G PLC29,094,000$171,275
Brevan Howard Capital Management LP28,500,000$44,593
WELLS FARGO & COMPANY/MN28,485,000$44,237
Paloma Partners Management Co27,000,000$42,018
MORGAN STANLEY20,780,000$32,272
BALYASNY ASSET MANAGEMENT L.P.20,000,000$31,103
Verition Fund Management LLC20,000,000$31,110
Opti Capital Management, LP20,000,000$31,125
Amundi18,500,000$2,873,050
UG Investment Advisers Ltd.17,440,000$27,229
AQR Arbitrage LLC17,000,000$26,444
DEUTSCHE BANK AG\16,099,000$25,002
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND15,000,000$23,333
MARINER INVESTMENT GROUP LLC15,000,000$23,333
Jain Global LLC15,000,000$23,322
NOMURA HOLDINGS INC13,277,163$1,946,167
HBK INVESTMENTS L P12,000,000$18,663
SHENKMAN CAPITAL MANAGEMENT INC11,126,000$17,224
BlueCrest Capital Management Ltd11,000,000$17,103
BNP Paribas Investment Partners S.A.10,500,000$16
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt10,050,000$15,608
ADVENT CAPITAL MANAGEMENT /DE/9,682,000$15,065
GOLDMAN SACHS GROUP INC9,046,000$14,048
BNP PARIBAS ARBITRAGE, SA8,483,000$13,174
JONES ROAD CAPITAL MANAGEMENT, L.P.7,732,000$12,027
CITIGROUP INC7,232,000$11,231
SSI INVESTMENT MANAGEMENT LLC7,088,000$11,008
Fore Capital, LLC7,000,000$10,889
WELLINGTON MANAGEMENT GROUP LLP5,633,000$8,755
GABELLI FUNDS LLC5,300,000$8,272
Nicholas Investment Partners, LP5,220,000$8,107
AMERIPRISE FINANCIAL INC5,000,000$7,765
Invesco Ltd.5,000,000$7,765
LORD, ABBETT & CO. LLC4,995,000$8
AGF MANAGEMENT LTD4,100,000$6,367
FMR LLC4,059,000$6,304
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$4,659
SONA ASSET MANAGEMENT (US) LLC2,801,000$4,335
CSS LLC/IL2,550,000$3,965
CREDIT INDUSTRIEL ET COMMERCIAL2,500,000$3,909
LuminArx Capital Management LP2,000,000$3,111
WESTWOOD HOLDINGS GROUP INC2,000,000$2,000
Man Group plc1,250,000$1,966
FACTORIAL MANAGEMENT Ltd1,000,000$1,554
PRICE T ROWE ASSOCIATES INC /MD/985,000$2
PALISADE CAPITAL MANAGEMENT, LP500,000$777
Zurcher Kantonalbank (Zurich Cantonalbank)400,000$631
Bank of New York Mellon Corp400,000$621
Russell Investments Group, Ltd.391,000$608
WT Asset Management Ltd347,000$539
Jefferies Financial Group Inc.344,000$535
Central Pacific Bank - Trust Division343,000$533
Long Focus Capital Management, LLC235,000$36,496
Calamos Wealth Management LLC217,000$337
NATIXIS89,500$140,366
NINE MASTS CAPITAL Ltd63,000$97,997
NewEdge Advisors, LLC15,000$23
Squarepoint Ops LLC12,500$19,406
Boussard & Gavaudan Investment Management LLP5,000$7,834
Centiva Capital, LP4,000$622
Alken Asset Management Ltd2,190$3
BARCLAYS PLC954$1
ODDO BHF ASSET MANAGEMENT SAS200$311
Total (99 institutions)4,343,590,507$11,444,640