CUSIP: 018802AC2 Class: NOTE 3.875% 3/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| MOORE CAPITAL MANAGEMENT, LP | 17,500,000 | $18,225 |
| Brevan Howard Capital Management LP | 20,000,000 | $20,915 |
| GOLDMAN SACHS GROUP INC | 4,000,000 | $4,156 |
| NOMURA HOLDINGS INC | 4,017 | $261 |
| Goldstein Advisors, LLC | 12,000 | $12 |
| MML INVESTORS SERVICES, LLC | 21,000 | $22 |
| UBS Group AG | 12,000 | $12 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Aequim Alternative Investments LP | 60,000,000 | 72,325,000 | +12,325,000 (+20.5%) |
| CSS LLC/IL | 2,431,000 | 7,585,000 | +5,154,000 (+212.0%) |
| MIZUHO SECURITIES USA LLC | 23,725,000 | 27,885,000 | +4,160,000 (+17.5%) |
| Point72 Asset Management, L.P. | 45,000,000 | 77,500,000 | +32,500,000 (+72.2%) |
| RWC Asset Management LLP | 4,632,000 | 5,607,000 | +975,000 (+21.0%) |
| Walleye Capital LLC | 8,500,000 | 13,500,000 | +5,000,000 (+58.8%) |
| CITIGROUP INC | 5,712,000 | 8,042,000 | +2,330,000 (+40.8%) |
| BlackRock, Inc. | 5,825,000 | 7,225,000 | +1,400,000 (+24.0%) |
| STATE STREET CORP | 12,100,000 | 12,800,000 | +700,000 (+5.8%) |
| JPMORGAN CHASE & CO | 2,464,000 | 2,706,000 | +242,000 (+9.8%) |
| Jefferies Financial Group Inc. | 272,000 | 400,000 | +128,000 (+47.1%) |
| AMERIPRISE FINANCIAL INC | 21,000 | 23,000 | +2,000 (+9.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIER 88 INVESTMENT PARTNERS LLC | 21,236,000 | 7,230,000 | -14,006,000 (-66.0%) |
| Laffer Tengler Investments, Inc. | 24,480 | 2,438 | -22,042 (-90.0%) |
| Wellesley Asset Management | 13,682,000 | 12,455,000 | -1,227,000 (-9.0%) |
| SOROS FUND MANAGEMENT LLC | 47,500,000 | 35,000,000 | -12,500,000 (-26.3%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 11,380,000 | 8,319,000 | -3,061,000 (-26.9%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 2,670,000 | 2,025,000 | -645,000 (-24.2%) |
| BNP PARIBAS ARBITRAGE, SA | 27,688,000 | 2,712,000 | -24,976,000 (-90.2%) |
| WELLS FARGO & COMPANY/MN | 13,801,000 | 19,000 | -13,782,000 (-99.9%) |
| VICTORY CAPITAL MANAGEMENT INC | 32,358,000 | 29,949,000 | -2,409,000 (-7.4%) |
| D. E. Shaw & Co., Inc. | 54,890,000 | 53,390,000 | -1,500,000 (-2.7%) |
| BANK OF AMERICA CORP /DE/ | 12,183,000 | 10,926,000 | -1,257,000 (-10.3%) |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 7,500,000 | 7,000,000 | -500,000 (-6.7%) |
| Man Group plc | 2,650,000 | 2,250,000 | -400,000 (-15.1%) |
| DEUTSCHE BANK AG\ | 1,134,000 | 957,000 | -177,000 (-15.6%) |
| Bank of New York Mellon Corp | 300,000 | 214,000 | -86,000 (-28.7%) |
| LPL Financial LLC | 44,000 | 30,000 | -14,000 (-31.8%) |
| &PARTNERS | 150,000 | 144,000 | -6,000 (-4.0%) |
| Thrivent Financial for Lutherans | 5,040,000 | 4,925,000 | -115,000 (-2.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Magnetar Financial LLC | 21,000,000 | $22,621 |
| BARCLAYS PLC | 7,015,000 | $7,343 |
| MORGAN STANLEY | 5,813,000 | $6,252 |
| BANK OF MONTREAL /CAN/ | 2,012,000 | $2,162 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 16,000 | $17 |
| COMERICA BANK | 2,000 | $2 |