ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

SIGNATUREFD, LLC's Holding History (CIK: 0001456048)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,000 Value ($000) $37 Avg Close — Range —
Q2 2016
Shares 2,000 Value ($000) $37 Avg Close — Range —
Q1 2016
Shares 2,000 Value ($000) $36 Avg Close — Range —
Q4 2015
Shares 2,000 Value ($000) $36 Avg Close — Range —
Q3 2015
Shares 2,000 Value ($000) $34 Avg Close — Range —
Q2 2015
Shares 3,627 Value ($000) $70 Avg Close — Range —
Q1 2015
Shares 3,627 Value ($000) $72 Avg Close — Range —
Q4 2014
Shares 3,627 Value ($000) $75 Avg Close — Range —
Q3 2014
Shares 3,627 Value ($000) $72 Avg Close — Range —
Q2 2014
Shares 3,627 Value ($000) $73 Avg Close — Range —
Q1 2014
Shares 3,627 Value ($000) $71 Avg Close — Range —
Q4 2013
Shares 1,627 Value ($000) $32 Avg Close — Range —
Q3 2013
Shares 1,627 Value ($000) $30 Avg Close — Range —
Q2 2013
Shares 557 Value ($000) $10 Avg Close — Range —