ALLIANZGI NFJ DIVID INT & PR

CUSIP: 01883A107 Class: COM

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 22,472 Value ($000) $293 Avg Close — Range —
Q3 2017
Shares 22,822 Value ($000) $306 Avg Close — Range —
Q2 2017
Shares 22,822 Value ($000) $299 Avg Close — Range —
Q1 2017
Shares 22,822 Value ($000) $294 Avg Close — Range —
Q4 2016
Shares 22,822 Value ($000) $288 Avg Close — Range —
Q3 2016
Shares 22,822 Value ($000) $288 Avg Close — Range —
Q2 2016
Shares 22,822 Value ($000) $281 Avg Close — Range —
Q1 2016
Shares 22,822 Value ($000) $280 Avg Close — Range —
Q4 2015
Shares 23,117 Value ($000) $286 Avg Close — Range —
Q3 2015
Shares 22,871 Value ($000) $292 Avg Close — Range —
Q2 2015
Shares 21,881 Value ($000) $331 Avg Close — Range —
Q1 2015
Shares 21,881 Value ($000) $357 Avg Close — Range —
Q4 2014
Shares 21,881 Value ($000) $350 Avg Close — Range —